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Recent Entries

An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry March 7, 2018
South Dakota Proposes Rules Governing Federal Regulation Crowdfunding and Regulation A Notice Filings November 21, 2017
Iowa Adopts Amendments Implementing Notice Filings for Federal Crowdfunding and Regulation A Offerings November 16, 2017

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