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Recent Entries

  • An SEC Commissioner Hears and Heeds the Call to Rationalize the Private Placement Broker (“Finder”) Industry March 7, 2018
  • South Dakota Proposes Rules Governing Federal Regulation Crowdfunding and Regulation A Notice Filings November 21, 2017
  • Iowa Adopts Amendments Implementing Notice Filings for Federal Crowdfunding and Regulation A Offerings November 16, 2017
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